Ambar is responsible for ensuring compliance with regulatory requirements and legal, operational, and financial risk management policies. She is the firm’s Bank Secrecy Act Officer and supports the Business Continuity program, provides trade compliance oversight, and assists with internal audit management. Ambar also works with the Legal and Compliance teams in the design and enhancement of internal controls, policies, and procedures. She is a member of the Human Resources Committee and Business Continuity Plan Team.
Ambar began her career in 2015 and joined the firm in 2021. Previously, she worked at Amundi US as a Compliance Analyst responsible for aspects of the firm’s Bank Secrecy Act, AML/KYC, and identity theft prevention programs while also conducting annual testing of existing controls. She also worked at State Street. Ambar earned a Master of Legal Studies from Northeastern University and a BA in Business Administration from Salem State University.