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Ambar Daley

Senior Compliance Analyst

Ambar is responsible for ensuring compliance with regulatory requirements and legal, operational, and financial risk management policies. She contributes to the firm’s corporate governance process, supports the Bank Secrecy Act and business continuity management program, provides trade compliance oversight, and assists with internal audit management. Ambar also works with the Legal and Compliance team in the design and enhancement of internal controls, policies, and procedures.

Ambar began her career in 2015 and joined the firm in 2021. She previously worked at Amundi US and State Street. At Amundi, Ambar was a Compliance Analyst responsible for aspects of the firm’s Bank Secrecy Act, AML/KYC, and identity theft prevention programs while also conducting annual testing of existing controls. She earned a BA in Business Administration from Salem State University.